Plan Snapshot
- Plan Sponsor: Tocqueville Management Corp.
- Sponsor EIN: 133547559
- Sponsor Address: 40W. 57TH ST., 19TH FLOOR, NEW YORK, NY, 10019
- Plan Type: 401(k)
- Total Participants: 71
- Total Assets: $50.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 71 | $50.0M | $235,350 | $987,981 |
| 2023 | 92 | $43.8M | $250,444 | $987,251 |
| 2022 | 66 | $39.0M | $250,444 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BENEFIT CONSULTANTS GROUP | NONE | $18,700 | — | $18,700 |
| MELTZER GROUP - KESTRA ADVISORS | NONE | $5,000 | — | $5,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BENEFIT CONSULTANTS GROUP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $23,700
- Estimated Expense Ratio: 0.047% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $23,700 | $5,000 | $2,129 | — | — |
| 2023 | — | — | — | — | — |
| 2022 | $60,084 | $21,212 | $4,472 | — | $34,400 |