Plan Snapshot
- Plan Sponsor: Torrance Orthopedic & Sports Medicine Group
- Sponsor EIN: 953791747
- Sponsor Address: 5215 TORRANCE BLVD #210, TORRANCE, CA, 90503
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $7.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $7.8M | $0 | $23,000 |
| 2023 | 9 | $11.4M | $162,243 | $289,844 |
| 2022 | 81 | $9.3M | $147,448 | $316,905 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Investment Advisor | $49,123 | — | $49,123 |
| MERRILL LYNCH | Investment Advisor | $14,659 | — | $14,659 |
| NORTHWESTERN MUTUAL INVESTMENT | Investment Advisor | $5,747 | — | $5,747 |
| MORGAN STANLEY | Investment Advisor | $5,562 | — | $5,562 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC. — Investment Advisor
- NORTHWESTERN MUTUAL INVESTMENT — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $75,091
- Estimated Expense Ratio: 0.964% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $121,735 | $71,628 | $21,056 | $29,000 | — |
| 2023 | $67,176 | $59,432 | $7,726 | — | — |
| 2022 | $61,134 | $53,974 | $7,142 | — | — |