Plan Snapshot
- Plan Sponsor: The Upper Manhattan Mental Health Center, INC.
- Sponsor EIN: 133389470
- Sponsor Address: 1727 AMSTERDAM AVE, NEW YORK, NY, 100314611
- Plan Type: 403(b)
- Total Participants: 261
- Total Assets: $3.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 261 | $3.7M | $0 | $134,747 |
| 2023 | 248 | $3.3M | $0 | $159,480 |
| 2022 | 255 | $2.9M | $0 | $165,998 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DESIRE AND COMPANY CPAS PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,123 | — | — | — | — |
| 2023 | $673 | — | — | — | — |
| 2022 | $600 | — | — | — | — |