Plan Snapshot
- Plan Sponsor: The Tap Commoditybuilder Fund LLC
- Sponsor EIN: 274871720
- Sponsor Address: 19 UNION SQUARE WEST 11TH FLOOR, NEW YORK, NY, 10003
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $259.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $259.9M | $0 | $0 |
| 2023 | 0 | $273.3M | $0 | $0 |
| 2022 | 0 | $440.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GRESHAM INVESTMENT MANAGEMENT LLC | Investment Advisor | $1,151,213 | — | $1,151,213 |
| KPMG LLP | Auditor | $122,655 | — | $122,655 |
| THE BANK OF NY MELLON | Recordkeeper | $119,386 | — | $119,386 |
| CITCO FUND SERVICE (CURACAO) B.V. | Recordkeeper | $80,692 | — | $80,692 |
| FRIED, FRANK, HARRIS, SHRIVER & JAC | ERISA Attorney | $23,826 | — | $23,826 |
| STATE STREETBANK AND TRUST COMPANY | Custodian / Trustee | $10,760 | — | $10,760 |
| CADWALADER WICKERSHAM & TAFT LLP | ERISA Attorney | $9,106 | — | $9,106 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KPMG LLP — Auditor
- CADWALADER WICKERSHAM & TAFT LLP — ERISA Attorney
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,517,638
- Estimated Expense Ratio: 0.584% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,558,090 | $1,151,213 | — | $41,937 | — |
| 2023 | $2,445,869 | $1,860,103 | — | $82,815 | — |
| 2022 | $2,732,031 | $2,120,428 | $429,103 | — | $146,688 |