Plan Snapshot
- Plan Sponsor: The Surgical Clinic, PLLC
- Sponsor EIN: 621699673
- Sponsor Address: 410 42ND AVE N, NASHVILLE, TN, 37209
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 191 | $59.8M | $2.3M | $1.4M |
| 2023 | 194 | $57.0M | $2.6M | $1.4M |
| 2022 | 199 | $51.2M | $2.4M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT, LLC | Investment Advisor | $62,135 | — | $62,135 |
| NWPS | Recordkeeper | $28,780 | — | $28,780 |
| MATRIX TRUST COMPANY | Recordkeeper | $15,001 | — | $15,001 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JANNEY MONTGOMERY SCOTT, LLC — Investment Advisor
- NWPS — Recordkeeper
- MATRIX TRUST COMPANY — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $105,916
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $63,943,262 | $44,853 | — | — | — |
| 2024 | $107,760 | $62,135 | — | — | — |
| 2023 | $106,904 | $59,715 | — | — | — |
| 2022 | $104,157 | $59,065 | — | — | $45,092 |