Plan Snapshot
- Plan Sponsor: The Speech Pathology Group, INC.
- Sponsor EIN: 943290122
- Sponsor Address: 2021 YGNACIO VALLEY ROAD, C-103, WALNUT CREEK, CA, 94598
- Plan Type: 401(k)
- Total Participants: 1,484
- Total Assets: $37.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,484 | $37.7M | $1.1M | $3.8M |
| 2023 | 1,212 | $30.6M | $979,056 | $3.3M |
| 2022 | 1,044 | $24.0M | $858,479 | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | RECORDKEEPER | $108,275 | — | $108,275 |
| SANCTUARY ADVISORS LLC | RIA | $69,074 | — | $69,074 |
| THE COMMUNICATIONS GROUP-SUSAN STAR | TRUSTEE | $57,764 | — | $57,764 |
| FLYNN, SHOJINAGA & ASSOCIATES, INC. | TPA | $14,255 | — | $14,255 |
| TWO WEST CAPITAL ADVISORS LLC | RIA | $10,321 | — | $10,321 |
| COMYNS SMITH MCCLEARY & DEAVER LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK LIFE INSURANCE COMPANY — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $259,689
- Estimated Expense Ratio: 0.690% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $296,803 | $79,395 | $108,274 | — | — |
| 2023 | $245,511 | $62,291 | $85,037 | — | — |
| 2022 | $156,560 | — | — | — | $151,435 |