Plan Snapshot
- Plan Sponsor: The Prudential Insurance Company Of America
- Sponsor EIN: 221211670
- Sponsor Address: 751 BROAD STREET, 21ST FLOOR, NEWARK, NJ, 071023777
- Plan Type: 401(k)
- Plan Number: 511
- Total Participants: 0
- Total Assets: $1.0B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $1.0B | $2.7M | $20.2M |
| 2023 | 0 | $1.0B | $4.2M | $24.4M |
| 2022 | 0 | $1.0B | $3.8M | $27.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OPTUM RX | Other Service Provider | $1,395,638 | — | $1,395,638 |
| PRUDENTIAL INSURANCE CO OF AMERICA | Recordkeeper | $1,020,936 | — | $1,020,936 |
| WEBTPA | Other Service Provider | $486,974 | — | $486,974 |
| UNITEDHEALTHCARE INSURANCE COMPANY | Other Service Provider | $309,196 | — | $309,196 |
| AETNA LIFE INSURANCE COMPANY | Other Service Provider | $231,340 | — | $231,340 |
| PRUDENTIAL TRUST COMPANY | Custodian / Trustee | $45,842 | — | $45,842 |
| PRUDENTIAL TRUST COMPANY | Custodian / Trustee | $9,060 | — | $9,060 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRUDENTIAL INSURANCE CO OF AMERICA — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $3,498,986
- Estimated Expense Ratio: 0.337% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,111,016 | — | $3,111,016 | — | — |
| 2023 | $10,461,352 | — | $10,461,352 | — | — |
| 2022 | $7,846,468 | — | $7,846,468 | — | — |