Plan Snapshot
- Plan Sponsor: The Pokagon Gaming Authority D/B/A Four Winds Casino Resort
- Sponsor EIN: 680629973
- Sponsor Address: 11111 WILSON ROAD, NEW BUFFALO, MI, 491178888
- Plan Type: 401(k)
- Total Participants: 2,650
- Total Assets: $110.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,650 | $110.9M | $3.3M | $9.5M |
| 2023 | 2,618 | $94.7M | $2.9M | $8.3M |
| 2022 | 2,325 | $76.2M | $3.0M | $8.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $79,310 | — | $79,310 |
| ANDREWS HOOPER PAVLIK PLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ANDREWS HOOPER PAVLIK PLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $79,310
- Estimated Expense Ratio: 0.072% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $79,310 | — | $79,310 | — | — |
| 2023 | $82,627 | — | $82,627 | — | — |
| 2022 | $65,090 | — | $65,090 | — | — |