Plan Snapshot
- Plan Sponsor: The Mohegan Tribe Of Indians Of Connecticut
- Sponsor EIN: 061436334
- Sponsor Address: 13 CROW HILL ROAD, UNCASVILLE, CT, 06382
- Plan Type: 401(k)
- Total Participants: 6,314
- Total Assets: $500.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 6,314 | $500.1M | $6.0M | $22.3M |
| 2023 | 6,303 | $440.0M | $5.6M | $21.2M |
| 2022 | 6,317 | $368.6M | $5.5M | $20.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | Recordkeeper | $77,075 | — | $77,075 |
| CAPFINANCIAL PARTNERS LLC | Other Service Provider | $73,212 | — | $73,212 |
| STROTHER, JOHN F | Other Service Provider | $11,784 | — | $11,784 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES,INC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $162,071
- Estimated Expense Ratio: 0.032% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $161,919 | $73,210 | $4,495 | — | — |
| 2023 | $140,128 | $74,806 | $15,963 | — | — |
| 2022 | $83,713 | $36,580 | — | — | $7,395 |