Plan Snapshot
- Plan Sponsor: The Leukemia & Lymphoma Society, INC. 403(B) Plan
- Sponsor EIN: 135644916
- Sponsor Address: 3 INTERNATIONAL DRIVE SUITE 200, RYE BROOK, NY, 10573
- Plan Type: 403(b)
- Total Participants: 1,110
- Total Assets: $134.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,110 | $134.7M | $4.0M | $7.6M |
| 2023 | 982 | $117.5M | $3.1M | $6.8M |
| 2022 | 978 | $97.2M | $3.2M | $6.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $150,333 | — | $150,333 |
| R V KUHNS & ASSOCIATES INC | INVESTMENT ADVISOR | $76,258 | — | $76,258 |
| WITHUMSMITH+BROWN, PC | AUDITOR | $26,000 | — | $26,000 |
| WITHUM SMIHTH + BROWN | Auditor | $837 | — | $837 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $253,428
- Estimated Expense Ratio: 0.188% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $385,481 | $76,258 | — | $837 | — |
| 2023 | $238,819 | $73,189 | $139,605 | $26,000 | — |
| 2022 | $242,828 | $68,664 | $136,188 | — | $37,000 |