Plan Snapshot
- Plan Sponsor: The Humane Society Of The Pikes Peak Region
- Sponsor EIN: 840410111
- Sponsor Address: 610 ABBOT LANE, COLORADO SPRINGS, CO, 80905
- Plan Type: 401(k)
- Total Participants: 245
- Total Assets: $5.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 245 | $5.8M | $272,657 | $484,248 |
| 2023 | 207 | $5.4M | $226,711 | $417,620 |
| 2022 | 202 | $4.5M | $201,329 | $416,920 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY WORKPLACE SERVICES LLC | Recordkeeper | $35,785 | — | $35,785 |
| MORGAN STANLEY SMITH BARNEY | Investment Advisor | — | $14,001 | $14,001 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $49,786
- Estimated Expense Ratio: 0.855% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,785 | — | $366 | — | — |
| 2023 | $29,201 | — | $233 | — | — |
| 2022 | $32,433 | — | — | — | $32,433 |