Plan Snapshot
- Plan Sponsor: The Hartford Gold Group, LLC
- Sponsor EIN: 473644663
- Sponsor Address: 11755 WILSHIRE BLVD, LOS ANGELES, CA, 90025
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 164
- Total Assets: $4.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 164 | $4.6M | $0 | $0 |
| 2024 | 143 | $4.1M | $0 | $1.1M |
| 2023 | 174 | $3.7M | $0 | $1.4M |
| 2022 | 168 | $2.5M | $0 | $890,768 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | Recordkeeper | $31,383 | — | $31,383 |
| WELLS FARGO | Investment Advisor | $17,093 | — | $17,093 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,476
- Estimated Expense Ratio: 1.051% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,150,290 | $17,141 | — | — | — |
| 2024 | $50,468 | $15,585 | — | — | — |
| 2023 | $42,427 | $14,692 | — | — | — |
| 2022 | $19,051 | — | — | — | — |