Plan Snapshot
- Plan Sponsor: The Dow Chemical Company
- Sponsor EIN: 381285128
- Sponsor Address: 2211 H.H. DOW WAY, MIDLAND, MI, 48674
- Plan Type: 401(k)
- Plan Number: 016
- Total Participants: 0
- Total Assets: $121.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $121.9M | $0 | $0 |
| 2023 | 0 | $191.0M | $0 | $0 |
| 2022 | 0 | $172.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MACKAY SHIELDS, LLC | Recordkeeper | $218,811 | — | $218,811 |
| RAMIREZ ASSET MANAGEMENT, INC. | Other Service Provider | $198,595 | — | $198,595 |
| THE NORTHERN TRUST COMPANY | Custodian / Trustee | $6,609 | — | $6,609 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MACKAY SHIELDS, LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $424,015
- Estimated Expense Ratio: 0.348% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $402,501 | $395,888 | — | — | — |
| 2023 | $521,379 | $504,633 | — | — | — |
| 2022 | $852,327 | $845,480 | — | — | $6,201 |