Plan Snapshot
- Plan Sponsor: The Dave Thomas Family Companies, LLC
- Sponsor EIN: 475504383
- Sponsor Address: 5131 POST RD., SUITE 203, DUBLIN, OH, 43017
- Plan Type: 401(k)
- Total Participants: 548
- Total Assets: $9.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 548 | $9.9M | $210,196 | $333,292 |
| 2023 | 527 | $9.1M | $232,542 | $318,749 |
| 2022 | 482 | $8.5M | $235,576 | $337,017 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PROACCOUNT | INVESTMENT ADVISORY | $11,086 | — | $11,086 |
| APS PENTEGRA | CONTRACT ADMINISTRATOR | $9,214 | — | $9,214 |
| PLANCHEC(K) CPAS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PROACCOUNT — INVESTMENT ADVISORY
- APS PENTEGRA — CONTRACT ADMINISTRATOR
- PLANCHEC(K) CPAS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $20,300
- Estimated Expense Ratio: 0.206% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $33,352 | — | — | — | — |
| 2023 | $93,226 | — | $25,271 | — | — |
| 2022 | $105,366 | — | — | — | — |