Plan Snapshot
- Plan Sponsor: The Carlyle Group Employee Co., L.L.C.
- Sponsor EIN: 521887096
- Sponsor Address: 1001 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20004
- Plan Type: 401(k)
- Total Participants: 1,521
- Total Assets: $471.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,521 | $471.0M | $7.7M | $24.5M |
| 2023 | 1,476 | $399.6M | $7.4M | $23.6M |
| 2022 | 1,437 | $322.2M | $5.9M | $19.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| T ROWE PRICE RPS INC | NONE | $165,782 | — | $165,782 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $165,782
- Estimated Expense Ratio: 0.035% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $165,367 | — | — | — | — |
| 2023 | $135,843 | — | — | — | — |
| 2022 | $119,643 | — | — | — | — |