Plan Snapshot
- Plan Sponsor: Municipal Securities Rulemaking Board
- Sponsor EIN: 521042433
- Sponsor Address: 1300 I STREET NW, WASHINGTON, DC, 200053314
- Plan Type: 401(k)
- Total Participants: 133
- Total Assets: $53.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 133 | $53.2M | $1.7M | $2.0M |
| 2023 | 127 | $42.1M | $1.6M | $1.9M |
| 2022 | 123 | $34.6M | $1.4M | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $123,909 | — | $123,909 |
| WELLS FARGO ADVISORS INS AGENCY LLC | OTHER SERVICES | — | $33,789 | $33,789 |
| PLANTE & MORAN, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PLANTE & MORAN, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $157,698
- Estimated Expense Ratio: 0.297% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $123,910 | — | $123,910 | — | — |
| 2023 | $105,398 | — | $105,398 | — | — |
| 2022 | $30,553 | — | $30,553 | — | — |