Plan Snapshot
- Plan Sponsor: The Capital Markets Company
- Sponsor EIN: 043441053
- Sponsor Address: 350 FIFTH AVE, NEW YORK, NY, 10118
- Plan Type: 401(k)
- Total Participants: 1,235
- Total Assets: $171.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,235 | $171.9M | $4.5M | $13.9M |
| 2023 | 1,343 | $148.8M | $4.6M | $14.2M |
| 2022 | 1,472 | $119.2M | $4.7M | $13.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BARNES DENNING | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BARNES DENNING — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $207,007 | — | — | — | — |
| 2023 | $194,217 | — | — | — | — |
| 2022 | $185,498 | — | — | — | — |