Plan Snapshot
- Plan Sponsor: The Azek Group LLC
- Sponsor EIN: 202779385
- Sponsor Address: 1330 W. FULTON STREET, CHICAGO, IL, 60607
- Plan Type: 401(k)
- Total Participants: 2,062
- Total Assets: $109.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,062 | $109.9M | $6.3M | $13.0M |
| 2023 | 1,712 | $92.4M | $4.9M | $11.4M |
| 2022 | 1,609 | $68.3M | $4.3M | $10.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | RECORDKEEPER | $178,129 | — | $178,129 |
| UBS FINANCIAL SERVICES INC | ADVISOR | $89,351 | — | $89,351 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $44,067 | — | $44,067 |
| TORRILLO & ASSOCIATES, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- TORRILLO & ASSOCIATES, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $311,547
- Estimated Expense Ratio: 0.284% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $315,262 | $89,545 | — | — | — |
| 2023 | $321,204 | $109,154 | $212,050 | — | — |
| 2022 | $368,082 | $120,612 | $247,470 | — | — |