Plan Snapshot
- Plan Sponsor: Thames Valley Council For Community Action, INC.
- Sponsor EIN: 060806128
- Sponsor Address: ONE SYLVANDALE ROAD, JEWETT CITY, CT, 06351
- Plan Type: 403(b)
- Total Participants: 329
- Total Assets: $11.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 329 | $11.0M | $618,872 | $570,327 |
| 2023 | 325 | $10.8M | $639,709 | $575,085 |
| 2022 | 424 | $9.5M | $515,601 | $565,821 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $46,235 | — | $46,235 |
| KESTRA INVESTMENT SERVICES LLC | BROKER/ADVISER | — | $19,959 | $19,959 |
| COHNREZNICK LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $66,194
- Estimated Expense Ratio: 0.602% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $47,066 | $831 | — | — | — |
| 2023 | $42,791 | $103 | — | — | — |
| 2022 | $43,298 | $32,276 | $11,022 | — | — |