Plan Snapshot
- Plan Sponsor: Tennessee Orthopaedic Alliance, P.A.
- Sponsor EIN: 620862316
- Sponsor Address: 608 NORRIS AVENUE, NASHVILLE, TN, 37204
- Plan Type: 401(k)
- Total Participants: 1,407
- Total Assets: $236.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,407 | $236.6M | $10.1M | $7.1M |
| 2023 | 1,208 | $207.2M | $9.5M | $6.6M |
| 2022 | 1,154 | $172.4M | $8.8M | $6.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT, LLC | Other Service Provider | $336,278 | — | $336,278 |
| NWPS | Recordkeeper | $152,206 | — | $152,206 |
| MATRIX TRUST COMPANY | Recordkeeper | $79,694 | — | $79,694 |
| NORTHWESTERN MUTUAL | Investment Advisor | $32,005 | — | $32,005 |
| ROBERT W. BAIRD | Other Service Provider | $30,775 | — | $30,775 |
| CHARLES SCHWAB | Other Service Provider | $25,713 | — | $25,713 |
| MERRILL LYNCH | Investment Advisor | $24,285 | — | $24,285 |
| FIDELITY INVESTMENTS | Recordkeeper | $22,702 | — | $22,702 |
| UBS FINANCIAL SERVICES | Investment Advisor | $10,585 | — | $10,585 |
| PERSHING LLC | Other Service Provider | $5,778 | — | $5,778 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NWPS — Recordkeeper
- MATRIX TRUST COMPANY — Recordkeeper
- NORTHWESTERN MUTUAL — Investment Advisor
- MERRILL LYNCH — Investment Advisor
- FIDELITY INVESTMENTS — Recordkeeper
- UBS FINANCIAL SERVICES — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $720,021
- Estimated Expense Ratio: 0.304% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $720,146 | $488,246 | — | — | — |
| 2023 | $556,295 | $391,537 | — | — | — |
| 2022 | $465,237 | $377,320 | — | — | $87,917 |