Plan Snapshot
- Plan Sponsor: T. F. Warren Group Corporation
- Sponsor EIN: 980346372
- Sponsor Address: 16071 STATE HIGHWAY 181, FAIRHOPE, AL, 365325363
- Plan Type: 401(k)
- Total Participants: 510
- Total Assets: $20.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 510 | $20.1M | $898,506 | $1.9M |
| 2023 | 534 | $16.6M | $779,586 | $1.6M |
| 2022 | 643 | $11.9M | $675,809 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STIFEL NICOLAUS INSURANCE AGENCY IN | INVESTMENT ADVISORY | $38,636 | $24 | $38,660 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $27,109 | — | $27,109 |
| AVIZO GROUP INC | ACCOUNTANT | $15,094 | — | $15,094 |
| WARREN AVERETT | Auditor | $15,094 | — | $15,094 |
| STIFEL NICOLAUS & COMPANY INC | INVESTMENT ADVISORY | $14,143 | $1 | $14,144 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WARREN AVERETT — Auditor
- STIFEL NICOLAUS & COMPANY INC — INVESTMENT ADVISORY
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $110,101
- Estimated Expense Ratio: 0.549% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $94,982 | $52,779 | $27,109 | $15,094 | — |
| 2023 | $60,107 | $39,216 | $20,891 | — | — |
| 2022 | $43,776 | $21,729 | $20,272 | — | $1,775 |