Plan Snapshot
- Plan Sponsor: Sycamores
- Sponsor EIN: 951691005
- Sponsor Address: 840 N AVENUE 66, LOS ANGELES, CA, 90042
- Plan Type: 401(k)
- Total Participants: 530
- Total Assets: $48.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 530 | $48.5M | $1.4M | $2.1M |
| 2023 | 542 | $43.0M | $1.3M | $1.9M |
| 2022 | 524 | $35.9M | $1.2M | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | Investment Advisor | $65,908 | — | $65,908 |
| HATHAWAY-SYCAMORES CHILD & FAMILY S | Other Service Provider | $15,750 | — | $15,750 |
| CAPITAL GROUP RETIREMENT PLAN SVCS. | Recordkeeper | $12,648 | — | $12,648 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $94,306
- Estimated Expense Ratio: 0.195% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $94,306 | $65,908 | — | — | — |
| 2023 | $65,503 | $55,703 | — | — | — |
| 2022 | $65,889 | — | $65,889 | — | — |