Plan Snapshot
- Plan Sponsor: On Lok INC.
- Sponsor EIN: 943101464
- Sponsor Address: 1333 BUSH ST, SAN FRANCISCO, CA, 941095611
- Plan Type: 403(b)
- Total Participants: 1,242
- Total Assets: $119.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,242 | $119.0M | $2.8M | $9.6M |
| 2023 | 1,174 | $101.3M | $2.5M | $8.6M |
| 2022 | 1,080 | $83.6M | $2.2M | $7.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $204,880 | — | $204,880 |
| 401(K) ADVISORS INC | INVESTMENT ADVISORY | — | $50,000 | $50,000 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- 401(K) ADVISORS INC — INVESTMENT ADVISORY
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $254,880
- Estimated Expense Ratio: 0.214% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $204,881 | — | $204,881 | — | — |
| 2023 | $176,934 | — | $176,934 | — | — |
| 2022 | $188,505 | — | $188,505 | — | — |