Plan Snapshot
- Plan Sponsor: Swat Fame, INC.
- Sponsor EIN: 953327586
- Sponsor Address: 16425 EAST GALE AVENUE, CITY OF INDUSTRY, CA, 91745
- Plan Type: 401(k)
- Total Participants: 180
- Total Assets: $20.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 180 | $20.5M | $87,034 | $634,156 |
| 2023 | 199 | $18.7M | $90,114 | $623,992 |
| 2022 | 199 | $16.2M | $88,902 | $646,576 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MONARCH CORPORATE ADVISORS, INC | Investment Advisor | $23,109 | — | $23,109 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $16,934 | — | $16,934 |
| R-TECH CONSULTANTS, INC | Recordkeeper | $4,000 | $5,000 | $9,000 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $5,430 | — | $5,430 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,473
- Estimated Expense Ratio: 0.265% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,280 | — | $47,755 | — | — |
| 2023 | $45,683 | $26,155 | $4,150 | — | — |
| 2022 | $45,495 | — | $45,495 | — | — |