Plan Snapshot
- Plan Sponsor: Surgical Referral Services, Ltd.
- Sponsor EIN: 363606955
- Sponsor Address: 2051 WAUKEGAN ROAD, BANNOCKBURN, IL, 60015
- Plan Type: 401(k)
- Total Participants: 249
- Total Assets: $22.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 249 | $22.9M | $613,347 | $1.3M |
| 2023 | 227 | $19.3M | $547,246 | $1.2M |
| 2022 | 203 | $16.3M | $496,672 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | Investment Advisor | $49,950 | — | $49,950 |
| NORTHWESTERN WISCONSIN ASSOCIATES | Other Service Provider | $14,823 | — | $14,823 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $6,431 | — | $6,431 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $71,204
- Estimated Expense Ratio: 0.311% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $32,346 | — | $32,346 | — | — |
| 2023 | $27,849 | — | $27,849 | — | — |
| 2022 | $29,443 | — | $29,443 | — | — |