Plan Snapshot
- Plan Sponsor: Sunview Vineyards Of California, INC.
- Sponsor EIN: 770199908
- Sponsor Address: 1998 ROAD 152, DELANO, CA, 93215
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 2,461
- Total Assets: $20.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 2,461 | $20.0M | $0 | $0 |
| 2024 | 4,686 | $15.1M | $1.2M | $2.1M |
| 2023 | 3,881 | $11.1M | $1.2M | $1.9M |
| 2022 | 3,169 | $6.9M | $1.1M | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $83,966 | — | $83,966 |
| EQUITABLE ADVISORS LLC | Investment Advisor | — | $39,232 | $39,232 |
| EMPOWER ADVISORY GROUP LLC | Investment Advisor | $20,421 | — | $20,421 |
| ENVESTNET RETIREMENT SOLUTIONS LLC | Other Service Provider | $7,973 | — | $7,973 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $151,592
- Estimated Expense Ratio: 0.757% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,000,473 | — | $4,125 | — | — |
| 2024 | $121,175 | — | $2,475 | — | — |
| 2023 | $82,318 | — | $1,650 | — | — |
| 2022 | $60,108 | — | $60,108 | — | — |