Plan Snapshot
- Plan Sponsor: Storm Water Inspection & Maintenance, INC.
- Sponsor EIN: 943411952
- Sponsor Address: 3291 WALNUT BLVD SUITE 180, BRENTWOOD, CA, 94513
- Plan Type: 401(k)
- Total Participants: 78
- Total Assets: $4.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 78 | $4.0M | $367,549 | $158,647 |
| 2023 | 132 | $3.7M | $300,000 | $182,933 |
| 2022 | 116 | $4.3M | $275,000 | $153,869 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | Investment Advisor | $17,151 | — | $17,151 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $16,738 | — | $16,738 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $33,889
- Estimated Expense Ratio: 0.845% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $36,964 | $20,226 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |