Plan Snapshot
- Plan Sponsor: Stifel Financial Corp.
- Sponsor EIN: 431273600
- Sponsor Address: 501 N. BROADWAY 11TH FLOOR, ST LOUIS, MO, 63102
- Plan Type: 401(k)
- Total Participants: 8,303
- Total Assets: $2.3B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 8,303 | $2.3B | $14.4M | $133.7M |
| 2023 | 8,189 | $2.0B | $14.1M | $126.7M |
| 2022 | 8,119 | $1.7B | $13.2M | $119.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FORVIS MAZARS, LLP | Auditor | $31,311 | — | $31,311 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,311
- Estimated Expense Ratio: 0.001% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $394,367 | — | — | $31,311 | — |
| 2023 | $539,066 | — | $493,924 | $38,735 | — |
| 2022 | $1,012,260 | — | $934,102 | — | $69,408 |