Plan Snapshot
- Plan Sponsor: Steven Winter Associates INC.
- Sponsor EIN: 132942763
- Sponsor Address: 55 N WATER STREET, NORWALK, CT, 068542659
- Plan Type: 401(k)
- Total Participants: 125
- Total Assets: $17.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 125 | $17.3M | $432,320 | $1.2M |
| 2023 | 118 | $14.0M | $421,951 | $1.2M |
| 2022 | 144 | $10.9M | $439,865 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CROWE LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,831 | — | $38,831 | — | — |
| 2023 | $26,348 | — | $26,348 | — | — |
| 2022 | $19,662 | — | $19,662 | — | — |