Plan Snapshot
- Plan Sponsor: Command Holdings, A Pequot Company
- Sponsor EIN: 872044802
- Sponsor Address: 2 MATTS PATH, MASHANTUCKET, CT, 06338
- Plan Type: 401(k)
- Total Participants: 465
- Total Assets: $21.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 465 | $21.8M | $1.3M | $2.9M |
| 2023 | 471 | $17.0M | $1.1M | $2.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING | NONE | $101,007 | — | $101,007 |
| TPP RETIREMENT PLAN SPECIALISTS LLC | NONE | $51,565 | — | $51,565 |
| MATRIX TRUST COMPANY | NONE | $6,172 | — | $6,172 |
| WARREN AVERETT | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING — NONE
- MATRIX TRUST COMPANY — NONE
- WARREN AVERETT — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $158,744
- Estimated Expense Ratio: 0.729% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $158,744 | $101,007 | $51,565 | — | — |
| 2023 | $132,493 | $73,207 | $15,020 | — | — |