Plan Snapshot
- Plan Sponsor: Sterne Kessler Goldstein & Fox P.L.L.C.
- Sponsor EIN: 521193988
- Sponsor Address: 1101 K ST NW, WASHINGTON, DC, 20005
- Plan Type: 401(k)
- Total Participants: 465
- Total Assets: $188.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 465 | $188.8M | $3.7M | $6.3M |
| 2023 | 454 | $159.4M | $3.4M | $6.3M |
| 2022 | 425 | $125.1M | $2.9M | $5.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPTRUST | Investment Advisor | $81,934 | — | $81,934 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $26,372 | — | $26,372 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CAPTRUST — Investment Advisor
- STRATEGIC ADVISORS, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $108,306
- Estimated Expense Ratio: 0.057% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | -$38,789 | $26,372 | — | — | — |
| 2023 | -$54,798 | $46,469 | — | — | — |
| 2022 | -$54,873 | $22,856 | — | — | — |