Plan Snapshot
- Plan Sponsor: Statistical Research, INC.
- Sponsor EIN: 860670179
- Sponsor Address: 3170 EAST FT. LOWELL ROAD, TUCSON, AZ, 85716
- Plan Type: 401(k)
- Total Participants: 126
- Total Assets: $12.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 126 | $12.3M | $178,182 | $572,964 |
| 2023 | 113 | $11.0M | $0 | $522,051 |
| 2022 | 94 | $8.6M | $153,376 | $419,909 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING, INC. | INVESTMENT ADVISORY | — | $35,411 | $35,411 |
| KEEGAN, LINSCOTT & ASSOCIATES, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING, INC. — INVESTMENT ADVISORY
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,411
- Estimated Expense Ratio: 0.288% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,870 | — | $2,870 | — | — |
| 2023 | $2,361 | — | $2,361 | — | — |
| 2022 | $7,918 | — | $7,918 | — | — |