Plan Snapshot
- Plan Sponsor: Translational Drug Development, LLC
- Sponsor EIN: 464150915
- Sponsor Address: 13208 E. SHEA BLVD., SCOTTSDALE, AZ, 85259
- Plan Type: 401(k)
- Total Participants: 167
- Total Assets: $13.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 167 | $13.5M | $1.1M | $1.5M |
| 2023 | 175 | $10.3M | $999,872 | $1.4M |
| 2022 | 169 | $8.1M | $854,687 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL ADVI | FINANCIAL ADVISOR | $30,424 | — | $30,424 |
| WALLACE, PLESE + DREHER, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WALLACE, PLESE + DREHER, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $30,424
- Estimated Expense Ratio: 0.225% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $73,372 | $30,424 | $36,278 | — | — |
| 2023 | $65,652 | $22,107 | $35,745 | — | — |
| 2022 | $57,712 | $18,691 | $35,821 | — | — |