Plan Snapshot
- Plan Sponsor: Starwest Botanicals, LLC
- Sponsor EIN: 942755234
- Sponsor Address: 161 MAIN AVE, SACRAMENTO, CA, 95838
- Plan Type: 401(k)
- Total Participants: 170
- Total Assets: $1.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 170 | $1.1M | $116,465 | $324,068 |
| 2023 | 127 | $665,933 | $97,438 | $288,018 |
| 2022 | 141 | $225,602 | $30,644 | $144,050 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DUNBAR, BENDER AND ZAPF, INC | CONTRACT ADMIN | $5,250 | $416 | $5,666 |
| EMPOWER ANNUITY INS CO OF AMERICA | RECORDKEEPER | $5,223 | — | $5,223 |
| SCHNEIDER DOWNS & CO. INC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DUNBAR, BENDER AND ZAPF, INC — CONTRACT ADMIN
- SCHNEIDER DOWNS & CO. INC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $10,889
- Estimated Expense Ratio: 1.032% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $14,430 | — | $5,250 | — | — |
| 2023 | $4,046 | — | $2,000 | — | — |
| 2022 | $1,942 | — | $1,942 | — | — |