Plan Snapshot
- Plan Sponsor: Southwestern Wisconsin Community Action Program, INC.
- Sponsor EIN: 391053511
- Sponsor Address: 201 S. IOWA ST, DODGEVILLE, WI, 53533
- Plan Type: 403(b)
- Total Participants: 133
- Total Assets: $4.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 133 | $4.2M | $95,192 | $248,479 |
| 2023 | 132 | $4.8M | $100,773 | $240,431 |
| 2022 | 144 | $4.8M | $96,858 | $266,623 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $14,031 | — | $14,031 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $5,843 | — | $5,843 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $19,874
- Estimated Expense Ratio: 0.470% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $21,172 | $7,141 | — | — | — |
| 2023 | $19,085 | $4,531 | — | — | — |
| 2022 | $18,625 | — | $18,625 | — | — |