Plan Snapshot
- Plan Sponsor: Southwestern Financial Corporation
- Sponsor EIN: 860224638
- Sponsor Address: 2625 W GERONIMO PLACE, SUITE 350, CHANDLER, AZ, 85224
- Plan Type: 401(k)
- Total Participants: 236
- Total Assets: $24.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 236 | $24.7M | $447,038 | $1.7M |
| 2023 | 216 | $21.7M | $469,408 | $1.5M |
| 2022 | 187 | $17.9M | $390,429 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BOULAY GROUP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BOULAY GROUP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,880 | — | — | — | — |
| 2023 | $755 | — | — | — | — |
| 2022 | $5,237 | — | $5,237 | — | — |