Plan Snapshot
- Plan Sponsor: Cna National Warranty Corporation
- Sponsor EIN: 364034956
- Sponsor Address: 4150 N DRINKWATER BLVD SUITE 400, SCOTTSDALE, AZ, 852513684
- Plan Type: 401(k)
- Total Participants: 306
- Total Assets: $42.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 306 | $42.4M | $1.5M | $2.4M |
| 2023 | 305 | $39.2M | $1.4M | $2.1M |
| 2022 | 291 | $34.5M | $1.2M | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRI-AD ACTUARIES, INC | NONE | $9,323 | — | $9,323 |
| PLANTE MORAN, PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $9,323
- Estimated Expense Ratio: 0.022% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,323 | — | $9,323 | — | — |
| 2023 | $7,493 | — | $7,493 | — | — |
| 2022 | $3,900 | — | $3,900 | — | — |