Plan Snapshot
- Plan Sponsor: Southwest Missouri Bancorporation, INC.
- Sponsor EIN: 431252060
- Sponsor Address: 300 WEST 3RD STREET, CARTHAGE, MO, 64836
- Plan Type: 401(k)
- Total Participants: 227
- Total Assets: $31.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 227 | $31.6M | $688,546 | $629,877 |
| 2023 | 216 | $30.6M | $637,815 | $622,804 |
| 2022 | 220 | $32.6M | $894,697 | $610,719 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE WHITLOCK COMPANY | Auditor | $7,550 | — | $7,550 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE WHITLOCK COMPANY — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $7,550
- Estimated Expense Ratio: 0.024% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $51,441 | — | — | $7,550 | — |
| 2023 | $52,156 | — | — | — | — |
| 2022 | $56,849 | — | $3,630 | — | $53,219 |