Plan Snapshot
- Plan Sponsor: Southern Botanical, INC.
- Sponsor EIN: 752753077
- Sponsor Address: 3151 HALIFAX ST., SUITE 100, DALLAS, TX, 75247
- Plan Type: 401(k)
- Total Participants: 307
- Total Assets: $5.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 307 | $5.8M | $336,938 | $502,125 |
| 2023 | 317 | $5.1M | $313,670 | $493,344 |
| 2022 | 310 | $3.7M | $260,031 | $420,261 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SANCTUARY ADVISORS LLC | NONE | $25,316 | — | $25,316 |
| ASCENSUS LLC | NONE | $17,009 | — | $17,009 |
| PRICEKUBECKA, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEKUBECKA, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $42,325
- Estimated Expense Ratio: 0.724% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $44,527 | $27,518 | $17,009 | — | — |
| 2023 | $34,472 | $21,356 | $13,116 | — | — |
| 2022 | $32,921 | $17,740 | $15,181 | — | — |