Plan Snapshot
- Plan Sponsor: Southeast Valley Gastroenterology Consultants, P.C.
- Sponsor EIN: 860737298
- Sponsor Address: 875 S DOBSON ROAD, CHANDLER, AZ, 85224
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 144
- Total Assets: $14.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 144 | $14.2M | $0 | $0 |
| 2024 | 93 | $11.8M | $205,122 | $453,198 |
| 2023 | 81 | $10.2M | $294,733 | $425,459 |
| 2022 | 76 | $8.4M | $289,860 | $375,054 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | Investment Advisor | $42,457 | — | $42,457 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $10,286 | — | $10,286 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,743
- Estimated Expense Ratio: 0.371% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $419,866 | $42,457 | — | — | — |
| 2024 | $14,305 | $9,560 | — | — | — |
| 2023 | $40,129 | $17,424 | — | — | — |
| 2022 | $38,331 | $15,989 | $20,017 | — | — |