Plan Snapshot
- Plan Sponsor: Sojitz Corporation Of America
- Sponsor EIN: 135610360
- Sponsor Address: 1120 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Plan Type: 401(k)
- Total Participants: 360
- Total Assets: $96.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 360 | $96.2M | $1.3M | $3.5M |
| 2023 | 311 | $84.7M | $1.4M | $3.0M |
| 2022 | 331 | $75.7M | $528,310 | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | ADVISOR | $70,725 | — | $70,725 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $15,046 | — | $15,046 |
| MCKONLY & ASBURY | ACCOUNTANT/AUDITOR | $14,560 | — | $14,560 |
| HARPER DANESH LLC | ACTUARY | $10,000 | — | $10,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — ADVISOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- MCKONLY & ASBURY — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $110,331
- Estimated Expense Ratio: 0.115% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $108,725 | $85,771 | — | $14,560 | — |
| 2023 | $187,635 | $122,153 | — | $47,632 | — |
| 2022 | $104,738 | $7,563 | — | — | — |