Plan Snapshot
- Plan Sponsor: Sojitz Corporation Of America
- Sponsor EIN: 464933173
- Sponsor Address: 750 POTTER STREET, BERKELEY, CA, 94710
- Plan Type: 401(k)
- Total Participants: 448
- Total Assets: $40.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 448 | $40.8M | $427,471 | $2.8M |
| 2023 | 440 | $36.2M | $413,107 | $2.8M |
| 2022 | 466 | $29.9M | $432,127 | $2.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | ADVISOR | $29,223 | — | $29,223 |
| MCKONLY & ASBURY, LLP | ACCOUNTANT/AUDITOR | $14,560 | — | $14,560 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $11,165 | — | $11,165 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — ADVISOR
- MCKONLY & ASBURY, LLP — ACCOUNTANT/AUDITOR
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,948
- Estimated Expense Ratio: 0.135% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $58,971 | $40,387 | — | $14,560 | — |
| 2023 | $84,085 | $52,350 | — | $22,048 | — |
| 2022 | $71,319 | $8,565 | — | — | — |