Plan Snapshot
- Plan Sponsor: Smart Local 1041, District 3401(A)
- Sponsor EIN: 770352309
- Sponsor Address: 1794 GOODYEAR AVENUE, VENTURA, CA, 89003
- Plan Type: DC
- Total Participants: 1,111
- Total Assets: $27.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,111 | $27.6M | $2.1M | $322,210 |
| 2023 | 1,100 | $23.1M | $1.8M | $303,918 |
| 2022 | 1,086 | $19.2M | $1.8M | $243,469 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SMART LOCAL 104 DISTRICT 3401(A) | SERVICE PROVIDER | $69,515 | — | $69,515 |
| MORGAN STANLEY | INVESTMENT ADVISOR | $49,427 | — | $49,427 |
| MILLER KAPLAN ARASE LLP | Auditor | $14,600 | — | $14,600 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — INVESTMENT ADVISOR
- MILLER KAPLAN ARASE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $133,542
- Estimated Expense Ratio: 0.485% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $198,008 | $49,427 | — | $14,600 | — |
| 2023 | $225,375 | $40,168 | — | $14,000 | — |
| 2022 | $121,053 | $17,870 | $62,799 | — | $25,122 |