Plan Snapshot
- Plan Sponsor: Shamrock Trading Corporation
- Sponsor EIN: 203564413
- Sponsor Address: 9300 METCALF AVE., OVERLAND PARK, KS, 66212
- Plan Type: 401(k)
- Total Participants: 2,503
- Total Assets: $122.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,503 | $122.1M | $7.1M | $11.9M |
| 2023 | 2,330 | $94.1M | $6.0M | $10.6M |
| 2022 | 2,046 | $68.1M | $4.7M | $9.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MHM RETIREMENT PLAN SOLUTIONS | THIRD PARTY ADMIN | $61,735 | — | $61,735 |
| MERRILL LYNCH, PIERCE FENNER & SMIT | RECORDKEEPER | $24,452 | — | $24,452 |
| PICKETT, CHANEY & MCMULLEN LLP | ACCOUNTANT | $10,350 | — | $10,350 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PICKETT, CHANEY & MCMULLEN LLP — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $96,537
- Estimated Expense Ratio: 0.079% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $96,535 | — | — | $10,350 | — |
| 2023 | $83,045 | — | — | $9,700 | — |
| 2022 | $63,291 | — | $13,176 | — | $50,115 |