Plan Snapshot
- Plan Sponsor: Saratoga Harness Racing, INC.
- Sponsor EIN: 141688208
- Sponsor Address: 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866
- Plan Type: 401(k)
- Total Participants: 66
- Total Assets: $2.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 66 | $2.2M | $9,794 | $202,493 |
| 2023 | 62 | $2.1M | $18,116 | $173,749 |
| 2022 | 68 | $1.9M | $16,531 | $145,898 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CRUDEN & COMPANY CPAS PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $14,871 | $3,545 | — | — | — |
| 2023 | $14,549 | $3,186 | — | — | — |
| 2022 | $15,387 | — | — | — | — |