Plan Snapshot
- Plan Sponsor: Underdog Sports, INC.
- Sponsor EIN: 874798581
- Sponsor Address: 151 WATERBURY STREET, BROOKLYN, NY, 11206
- Plan Type: 401(k)
- Total Participants: 483
- Total Assets: $14.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 483 | $14.4M | $2.0M | $3.6M |
| 2023 | 294 | $6.3M | $1.2M | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | SERVICE PROVIDER | $51,852 | — | $51,852 |
| MMA SECURITIES LLC | BROKER/DEALER | — | $15,046 | $15,046 |
| WORLD INVESTMENT ADVISORS, LLC | SERVICE PROVIDER | — | $14,103 | $14,103 |
| PENSION ASSURANCE LLP | SERVICE PROVIDER | $10,000 | — | $10,000 |
| RUSSON + JOHNSTON CPAS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PENSION ASSURANCE LLP — SERVICE PROVIDER
- RUSSON + JOHNSTON CPAS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $91,001
- Estimated Expense Ratio: 0.631% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $61,853 | $1,648 | $49,805 | — | — |
| 2023 | $8,900 | — | $8,900 | — | — |