Plan Snapshot
- Plan Sponsor: Santa Cruz Biotechnology, INC.
- Sponsor EIN: 770289144
- Sponsor Address: 10410 FINNELL STREET, DALLAS, TX, 75220
- Plan Type: 401(k)
- Total Participants: 152
- Total Assets: $28.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 152 | $28.3M | $112,154 | $609,330 |
| 2023 | 171 | $24.4M | $116,455 | $582,183 |
| 2022 | 155 | $19.8M | $95,213 | $522,328 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $6,838 | — | $6,838 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $5,700 | — | $5,700 |
| SST ACCOUNTANTS & CONSULTANTS PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $12,538
- Estimated Expense Ratio: 0.044% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $12,288 | $5,700 | — | — | — |
| 2023 | $9,057 | $2,471 | — | — | — |
| 2022 | $11,972 | $2,312 | — | — | — |