Plan Snapshot
- Plan Sponsor: Filtration Group Corporation
- Sponsor EIN: 273741564
- Sponsor Address: 9442 CAPITAL OF TEXAS HWY. N SUITE, AUSTIN, TX, 78759
- Plan Type: 401(k)
- Total Participants: 2,756
- Total Assets: $224.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,756 | $224.2M | $6.7M | $14.9M |
| 2023 | 2,756 | $207.9M | $7.0M | $14.4M |
| 2022 | 2,854 | $181.6M | $6.5M | $13.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $197,026 | — | $197,026 |
| WORLD INVESTMENT ADVISORS LLC | INVESTMENT ADVISOR | $138,921 | — | $138,921 |
| HANCOCK ASKEW & CO LLP | AUDITOR | $36,750 | — | $36,750 |
| BAKER TILLY US, LLP | Auditor | $36,750 | — | $36,750 |
| PENSIONMARK FINANCIAL GROUP LLC | NONE | $22,992 | — | $22,992 |
| ADVISED ASSETS GROUP, LLC | INVESTMENT MGMT | $5,903 | — | $5,903 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $438,342
- Estimated Expense Ratio: 0.196% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $402,227 | $167,816 | $43,408 | $36,750 | — |
| 2023 | $404,611 | $124,265 | $214,394 | $51,500 | — |
| 2022 | $386,568 | $84,048 | $226,644 | — | $55,844 |