Plan Snapshot
- Plan Sponsor: Samuel, Son & Co. (Usa), INC.
- Sponsor EIN: 061251791
- Sponsor Address: 1401 DAVEY ROAD, WOODRIDGE, IL, 60517
- Plan Type: 401(k)
- Total Participants: 2,684
- Total Assets: $201.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,684 | $201.5M | $7.6M | $12.6M |
| 2023 | 3,011 | $192.9M | $7.5M | $12.2M |
| 2022 | 3,178 | $178.1M | $7.2M | $11.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERCER INVESTMENTS, LLC | Investment Advisor | $233,775 | — | $233,775 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $207,738 | — | $207,738 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $10,330 | — | $10,330 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $451,843
- Estimated Expense Ratio: 0.224% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $451,843 | $244,105 | — | — | — |
| 2023 | $759,917 | $128,955 | $148,085 | — | — |
| 2022 | $679,871 | — | — | — | — |