Plan Snapshot
- Plan Sponsor: S. L. Nusbaum Realty Co.
- Sponsor EIN: 541582671
- Sponsor Address: 1700 WELLS FARGO CENTER, NORFOLK, VA, 23510
- Plan Type: 401(k)
- Total Participants: 1,155
- Total Assets: $33.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,155 | $33.9M | $91,780 | $2.3M |
| 2023 | 1,022 | $29.1M | $94,435 | $1.9M |
| 2022 | 786 | $23.9M | $338,855 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | ADVISOR | $67,193 | — | $67,193 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $65,351 | — | $65,351 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $5,555 | — | $5,555 |
| PB MARES | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- PB MARES — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $138,099
- Estimated Expense Ratio: 0.407% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $137,350 | $72,749 | — | — | — |
| 2023 | $116,883 | $57,515 | — | — | — |
| 2022 | $120,997 | $2,523 | — | — | — |